Audit Manager II, Compliance Audit Centre of Excellence (676)

Work Location: Toronto, Ontario, Canada
Hours: 37.5
Line of Business: Audit
Pay Details: $91,200 – $136,800 CAD

TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate’s skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.

Job Description:

Department Overview: Our team of trusted audit professionals interact with every part of the Bank to provide strategic guidance and independent oversight. Through due diligence, and with a strong sense of integrity, we help mitigate potential risks to our business. At the heart of audit is our specialization in all the businesses across the bank. Safeguarding the reputation of TD’s good governance depends on us. We’re counted on to provide recommendations to enhance operational performance, at every single level to foster meaningful process improvements and ensure adherence to internal and external regulations. We crunch the data, consult with our partners and stakeholders, and present our findings to mitigate the risks of today and around the corner and help keep our daily operations running smoothly for our customers.

The Compliance Audit Centre of Excellence (CoE) is focused on strengthening TD’s audit approach for regulatory compliance risk. As an Audit Manager II, you’ll play a key role in building and implementing the compliance coverage model and supporting the roll-out of the CoE strategy. You will partner with audit teams to provide guidance on compliance coverage and testing, and you will also take part in planned audits where you will deliver hands-on testing and CoE support.

Compliance CoE: Build and implement the compliance coverage model for enhanced audit coverage of regulatory compliance risk. Partner with audit teams to provide subject matter expertise for planning, risk assessment, execution of audits and reporting with a high degree of complexity. Lead the roll-out of tools, templates, and guidance to help audit teams deliver high-quality compliance audit work. Partner with Audit’s Data & Analytics Team to leverage support for automation. Develop great working relationships with audit teams through clear communication and effective stakeholder management. Support Audit’s annual planning and risk assessment process as needed.

Compliance Audits: Plan and lead audit activities that require alignment across multiple areas and execute follow-ups of findings arising from internal audits.